Ascendant Compliance Management

Ascendant Compliance Management is a leader in the compliance and regulatory services industry, offering personalized, comprehensive compliance services for firms in the U.S. and abroad. Ascendant will help your firm create a culture of compliance and make compliance a source of strength.

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Ascendant Mailing List

Subscribe to the Ascendant Compliance e-mail list for the latest compliance resources, conferences, ComplianceCasts™ and more.

Ascendant Compliance Manager Logo | Ascendant Compliance ManagementThe Ascendant Compliance Manager is a comprehensive tool to manage and analyze compliance and operational risks to a firm and to stay up to date on regulatory requirements and compliance alerts. Click here for more information.

 Upcoming ComplianceCast™

Register for our upcoming Ethical Considerations for Investment Advisers ComplianceCast™, due to be broadcast on Thursday, September 25 2014. There's still time to sign up. For more information and to register click here.

 National Conference

Ascendant's next national conference will be September 29 - October 1, 2014 at the Westin Mission Hills Golf Resort & Spa in Palm Springs, California. For more information click here. See you there.