Clients


 

Our exclusive focus on asset management and securities industries means that our experience and expertise is always relevant to your business and is fundamental to our success in delivering excellence in all aspects of our service.

Our client profile:

  • Asset managers and broker dealers located in the US, the UK and Ireland;
  • Retail advisers, institutional, hedge fund and private equity managers, including five of the largest fund managers in the US; and
  • Firms with assets under management typically ranging from under $200 million to over $80 billion.

Additionally our conference events have included attendees with over $175 trillion under management.


 

What Our Clients Look Like 


Our Clients
 

What Our Clients Say

"We were thrilled; you simplified the complex regulatory environment and gave us business solutions that made sense."

"As we prepared to register with the SEC, we realized how naive we were to the 1940 Act and all of the ramifications it would have for our private equity business. Ascendant, you saved us!"

"Planning for the transition to SEC registration was a big worry.  You provided exactly what we were looking for."

"Taking complex, confusing regulations and translating them into plain English for our broker dealer was the best thing that happened to us in years."

Offers + Events

Join Our Mailing List for Discounts and Up to Date Information

Current Conference - find out more

Education and Training Support From Ascendant Compliance Management

2012 Form ADV Part 2 Template

Summary of rules and rule changes for 2011-2012

ComplianceCasts Expert Web-based Training - find out more

SEC Enterprise Risk Management Guide

Workbook available

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