Continuing Education


 

Our Current Conference

Ascendant Compliance Management has been approved by the State Bar of California as a Multiple Activity Provider. Conference CLE credits offered may be accepted by jurisdictions that recognize this approved provider status.

Ascendant will submit the conference agenda to the CFP Board of Standards for approval.

Ascendant Compliance Management, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. Website www.nasba.org >

 

Offers + Events

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Current Conference - find out more

Education and Training Support From Ascendant Compliance Management

2012 Form ADV Part 2 Template

Summary of rules and rule changes for 2011-2012

ComplianceCasts Expert Web-based Training - find out more

SEC Enterprise Risk Management Guide

Workbook available

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ASCENDANT COMPLIANCE MANAGEMENT  |  CONNECTICUT  |  NEW YORK  |  SAN FRANCISCO 860-435-2255 © 2012 ASCENDANT COMPLIANCE MANAGEMENT.   YOUR PRIVACY.

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