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Purchase any of our archived CompianceCast sessions

Archived ComplianceCasts are previously recorded, live sessions that are available for the discounted price of $145 per session. To purchase a specific session simply add it to your cart.  When you have selected all the sessions you would like, proceed to checkout. After purchasing through PayPal you will be provided with a link that will be active for 90 days from your purchase date. To access your purchased sessions after the 90 day expiration date please contact us at 860-435-2255.



Investment Adviser Archive Sessions >


Broker Dealer and Dual Registrant Archive Sessions >

* Topics and dates are subject to change at Ascendant's discretion.  


 

Offers + Events

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Current Conference - find out more

Education and Training Support From Ascendant Compliance Management

Form ADV Part 2 Template

Summary of rules and rule changes for 2011-2012

ComplianceCasts Expert Web-based Training - find out more

SEC Enterprise Risk Management Guide

Podcasts from Ascendant

Workbook available

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