Continuing Education


 

Please forward CLE requests for specific states to scole@ascendantcompliance.com. Ascendant will submit the ComplianceCasts seminars for approval from the CFP Board of Standards as they take place.

Ascendant Compliance Management has been approved by the State Bar of California as a Multiple Activity Provider. ComplianceCasts CLE credits offered may be accepted by jurisdictions that recognize this approved provider status.



Ascendant Compliance Management is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to: National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN 37219-2417. Website: www.nasba.org.


 

Offers + Events

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Current Conference - find out more

Education and Training Support From Ascendant Compliance Management

Form ADV Part 2 Template

Summary of rules and rule changes for 2011-2012

ComplianceCasts Expert Web-based Training - find out more

SEC Enterprise Risk Management Guide

Podcasts from Ascendant

Workbook available

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