Schedule and Curriculum
ComplianceCasts are the most convenient resource for IA, BD, and hedge fund online compliance training. Created with your time and budget in mind, ComplianceCasts offer a unique educational environment for compliance learning without the added cost of travel.
Our curriculum intuitively examines the relationships between key regulatory issues and real-world business operations. Each ComplianceCasts session further integrates Annual Review compliance concepts, appropriate testing considerations, and SEC examination issues because we believe those frameworks must always be reviewed for a complete understanding of each compliance issue.
ComplianceCasts begin at 2:00 p.m. EST, and are 90 minutes long, providing in-depth coverage in a manageable time.
Broker Dealer and Dual Registrant Sessions >
* Topics and dates are subject to change at Ascendant's discretion.
