Previous conferences have included:

April 2013: Adviser Compliance and Regulations with Technology Initiatives Engineered for Maximum SEC Examination Results 
The Ritz-Carlton Naples Golf Resort, Naples, FL

September 2012: The Evolving Role of Compliance: An Expansion of Expectations: Enterprise Risk Management, Ethics, Technology, Operations and Policies and Procedures 
The Hyatt Gainey Ranch, Scottsdale, Arizona

March 2012: Today's Compliance Challenges: New Regulations plus Enterprise Risk Management Responsibilities 
The Westin Riverwalk, San Antonio, Texas

September 2011: Creating A Culture of Integrity 
Loews Coronado Bay Resort, San Diego, California

March 2011: Focus on Regulatory Changes 
Ritz-Carlton Golf Resort, Naples, Florida

September 2010: Capitalize on Compliance: Analysis, Experience & Answers You Need 
Park Hyatt, Washington DC

March 2010: A Bold New World of Compliance: 2010 Staying on Top of Changing Regulations & Examinations, Understanding Your Fiduciary Duty
Loews Santa Monica Beach Hotel, Santa Monica, California

September 2009: A Focus on Fraud Prevention: Operations: Internal Controls & Systems to Build Client Confidence
Grand Hyatt New York City, New York

March 2009: Bridging the Gap: How to Implement Compliance Theory Into Business Operations
The Ritz-Carlton New Orleans, Louisiana

September 2008: The Integration of Compliance with Operations and Business Management
The Loews Coronado Bay Resort, San Diego, California

April 2008: The Next Step in Compliance: The Integration of Operations and Business Management
The Ritz-Carlton New Orleans, Louisiana

October 2007: The Next Step in Compliance: Bringing It All Together: The Integration of Operations and Business Management
The Silverado Napa, California

June 2007: Interactive Compliance Training: Best Business Practice Management Solutions
Millenium Conference Center New York City, New York

A Sampling Of Photos: New Orleans, March 2009