Covering you from A-Z! Ascendant introduces the ADV Part 2 checklists and template! Now you need to do your annual review- use the checklist to make sure you've covered all your bases! Featured in InvestmentNews and other industry resources. Users have said "Tremendous time saver!" "Perfectly set-up!" "An incredible leg up!" Available for $149. You will need Adobe Acrobat Reader to run these. PURCHASE ADV CHECKLIST AND TEMPLATE NOW

Ascendant introduces the 2012 - 2013 Summary of Rules and Rule Changes, including filing deadlines.    DOWNLOAD NOW

Brightline Solutions Free Online Demo

Ascendant is introducing another tool: a new database for CCO's and compliance departments. Register for our free demo of the database and see what it's all about.    REGISTER NOW

New Form ADV, Dodd-Frank Reform, Fin-Reg, Pay to Play: We address them all in ComplianceCasts, our web-based compliance learning tool for investment advisers, broker dealers, and hedge and private equity funds.   VIEW THE CURRICULUM

The Model Privacy & Information Security Program is based on SEC Federal Regulation S-P 17CFR Part 248, and Massachusetts Regulation 201 CMR 17.00: “Standards for the Protection of Personal Information of Residents of The Commonwealth.” All investment advisers and broker dealers must adhere to Regulation S-P, and investment advisers and brokers should already have in place appropriate procedures accordingly. $195.   PURCHASE NOW

Guidance on the new Form ADV 2, Wall Street Reform, and other key regulatory changes are here, as well as sample procedures, templates and forms, plus summaries and presentations from leading attorneys, accountants, CCOs and the Ascendant Team. $195.   PURCHASE NOW

Interactive compliance resources, forms, templates, industry resources and websites, articles and timely information.   VIEW THE RESOURCES