Ascendant programs are designed for training compliance and legal professionals, senior management, operations and trading, marketing and research personnel, portfolio managers and internal auditors.
The aim of Ascendant Conferences & Education is twofold: (1) to help maintain and raise the standards of compliance to ensure that the investing public is protected, and (2) to provide the expertise for building a culture of compliance within firms and to make compliance a source of strength.
Each of our training programs presents updates and clarification of regulatory issues by industry professionals and the foremost representatives from the SEC, NASD, NASAA and FSA. Ascendant training will provide practical information and specific mechanisms that help create strong compliance programs. We provide forums for the exchange of ideas and experiences in interactive settings. In-depth discussion amongst conference attendees facilitates peer-learning, with guidance and instruction from our panelists.
Continuing education credits are offered.
