Ascendant provides a full range of compliance management services that can play a vital role in helping our clients meet their international regulatory responsibilities, both with the SEC and FINRA in the US and with the FSA in the UK for asset managers, hedge funds and broker dealers.

Our goal is to become your compliance partner. We want to work with you to continually monitor regulatory changes, alert you of changes that affect your operations and help ensure that you meet all the regulatory requirements that apply to you.

We help companies prepare for initial registration, provide outsourced compliance management, perform regulatory risk management and infrastructure analysis, prepare you for annual reviews, and offer due diligence and compliance training.

Our aim is to help you create a culture of compliance throughout your firm; our methodology gives you peace of mind so your firm can focus fully on its core businesses.

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