www.iard.comInvestment Advisor Registration Depository

www.globalrelay.comGlobal Relay

www.newgovernance.comNew Governance

www.financial-tracking.comFinancial Tracking LLC

www.sec.govSecurities and Exchange Commission

www.finra.orgFinancial Industry Regulatory Authority

www.nfa.org National Finance Adjusters

www.nyse.com New York Stock Exchange

www.msrb.org Municipal Securities Rulemaking Board

www.nasaa.org North American Securities Administration Association

www.nscp.org National Society of Compliance Professionals

www.sifma.org Securities Industry and Financial Markets Association

www.cftc.com U.S. Commodity Futures Trading Commission

www.ftc.gov Federal Trade Commission

www.fincen.gov Financial Crimes Intelligence Center

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