Rick Cohen
Managing Partner
Buchalter Nemer
Beth Ann Coleman
VP/Director of Legal & Compliance
Nicholas-Applegate Capital Management
John Gentile
Partner
Ascendant Compliance Management
Kevin Goodman
Associate Regional Director
U.S. Securities and Exchange Commission (Denver)
Chris Hardy
Partner
Ascendant Compliance Management
Michele Hawkins
CCO
Fort Washington Investment Advisor, Inc.
Jeffrey O. Himstreet
Group Counsel IA
Ameriprise Financial, Inc.
Mary Ann Iudice
Michelle Jacko
CEO
Core Compliance & Legal Services, Inc.
Bennett Lasko
Partner
Drinker Biddle & Reath LLP
David Lui
CCO
FAF Advisors
Keith Marks
Partner
Ascendant Compliance Management
Rick Marshall
Partner
Ropes & Gray, LLP
Stephanie Monaco
Partner
Mayer Brown