Rick Cohen
Managing Partner
Buchalter Nemer

Beth Ann Coleman
VP/Director of Legal & Compliance
Nicholas-Applegate Capital Management

John Gentile
Partner
Ascendant Compliance Management

Kevin Goodman
Associate Regional Director
U.S. Securities and Exchange Commission (Denver)

Chris Hardy
Partner
Ascendant Compliance Management

Michele Hawkins
CCO
Fort Washington Investment Advisor, Inc.

Jeffrey O. Himstreet
Group Counsel – IA
Ameriprise Financial, Inc.

Mary Ann Iudice

Michelle Jacko
CEO
Core Compliance & Legal Services, Inc.

Bennett Lasko
Partner
Drinker Biddle & Reath LLP

David Lui
CCO
FAF Advisors

Keith Marks
Partner
Ascendant Compliance Management

Rick Marshall
Partner
Ropes & Gray, LLP

Stephanie Monaco
Partner
Mayer Brown

Ann Oglanian
President & CEO
ReGroup, LLC

Sal Papa
Vice President
Ascendant Compliance Management

Debra Patalkis
Partner
Drinker Biddle & Reath LLP

Clark Pellington
CCO
Quantitative Management Associates

Tito Pombra
CCO
Matthews International Capital Management

David Porteous
Partner
Levenfeld Pearlstein, LLC

Brian Rubin
Partner
Sutherland

Matthew Simon
Analyst
The Tabb Group

Marianne Smythe
Senior Counsel
WilmerHale

Richard Szuch
Partner
Bressler, Amery & Ross, P.C.

Mark Tibergien
CEO
Pershing Advisor Solutions, LLC

John Walsh
Associate Director-Chief Counsel
SEC (OCIE)