Aaron De Angeles
Chief Compliance Officer
Spring Mountain Capital LP

John Blackshire, Jr.
CEO
The Accountware Group, Inc.

Jeffrey Blumberg
Partner
Drinker Biddle & Reath LLP

Chris Hardy
Partner/Consultant
Ascendant Compliance Management

Jaqueline Hummel
Chief Compliance Officer
PNC Capital Advisors, LLC

Chris Jackson
General Counsel
Calamos Asset Management

Ethan Johnson
Partner
Morgan Lewis

Brian Kawakami
Managing Director
Ascendant Compliance Management

Elizabeth Knoblock
Partner
Mayer Brown

Steve Lentz
Partner
Faegre Benson

David Lui
Cheif Compliance Officer
FAF Advisors/First America Fund

Keith Marks
Partner/Consultant
Ascendant Compliance Management

Richard Marshall
Partner
Ropes & Gray

Gregory Merz
Managing Director & Deputy General Counsel
Legg Mason & Co., LLC

Ann Oglanian
President
ReGroup, LLC

Salvatore Papa
Vice President, Partner
Ascendant Compliance Management

Clark Pellington
Chief Compliance Officer
Quantitative Management Associates LLC

John Robbins
Chief Compliance Officer
Babson Capital Management

Linda Shore
Counsel
Mayer Brown

James Shorris
Executive VP and
Executive Director of Enforcement
FINRA

Steven Smith
Chief Compliance Officer
Numeric Investors, LLC

Marianne Smythe

Roy Snell
CEO
Society of Corporate Compliance & Ethics

Jonathan Stokes
Head, Standards of Practice
CFA Institue

Steven Stone
Partner
Morgan Lewis

Mike Suppappola
Associate
Proskauer Rose LLP

David Tittsworth
Executive VP & Executive Director
Investment Adviser Association

John Walsh
Associate Director – Chief Counsel
U.S. Securities and Exchange Commission
(OCIE)