Jeffrey Blumberg
Partner
Drinker Biddle & Reath LLP

Rick Cohen
Managing Partner
Buchalter Nemer

Joanne Day
Managing Partner
Trumpet, Inc.

D. Bruce Dorris,
Program Director
Association of Certified Fraud Examiners

Cynthia Fornelli
Executive Director
Center for Audit Quality

Kevin Goodman
Asst. Regional Director
U.S. Securities and Exchange Commission (Denver Office)

Jackie Hallihan
Partner
Ascendant Compliance Management

Chris Hardy
Partner
Ascendant Compliance Management

Michele Hawkins
Chief Compliance Officer
Fort Washington Investment Advisor, Inc.

Jaqueline Hummel
Chief Compliance Officer
PNC Capital Advisors, LLC

Michelle Jacko
Principal
Core Compliance & Legal Services

Steven Lentz
Partner
Faegre & Benson LLP

Scott Liggett
Financial Advisor
Lawing Finacial

David Lui
Chief Compliance Officer
FAF Advisors/First American Funds

Keith Marks
Partner
Ascendant Compliance Management

Stephanie Monaco
Partner
Mayer Brown

Ann Oglanian
President & CEO
ReGroup, LLC

Salvatore Papa
Vice President
Ascendant Compliance Management

Tim Parker
General Counsel
Matthews International Capital Management

Tito Pombra
Chief Compliance Officer
Matthews International Capital Management

Jason Roberts
Partner
Reish & Reicher

Marianne Smythe

Steven Stone
Partner
Morgan Lewis

John Walsh
Assoc. Director/Chief Counsel, OCIE
U.S. Securities and Exchange Commission

Dianna Zentner
Manager, IM Oversight
Russell Investments