Ascendant Compliance Management

Ascendant Compliance Management is a leader in the compliance and regulatory services industry, offering personalized, comprehensive compliance services for firms in the U.S. and abroad. Ascendant will help your firm create a culture of compliance and make compliance a source of strength.

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Ascendant Mailing List

Subscribe to the Ascendant Compliance email list for the latest compliance resources, conferences, ComplianceCasts™, and more.

Ascendant Compliance Manager Logo | Ascendant Compliance ManagementThe Ascendant Compliance Manager is a comprehensive tool to manage and analyze compliance and operational risks to a firm and to stay up to date on regulatory requirements and compliance alerts. Click here for more information.

 Upcoming ComplianceCast™

Register for our upcoming ComplianceCast™ Form ADV: What You Need to Know Now to Prepare for October due to be broadcast on Thursday, July 20, 2017. For more information and to register click here.

 Upcoming Conferences

  • Oct. 10 – 12, 2017 – Napa, California. Click here to register.
  • Apr. 16 – 18, 2018 – Charleston, South Carolina.