Ascendant Compliance Management
Ascendant Compliance Management is a leader in the compliance and regulatory services industry, offering personalized, comprehensive compliance services for firms in the U.S. and abroad. We can help your firm create a culture of compliance and make compliance a source of strength.Find Out More!
ASCENDANT COMPLIANCE MANAGER: The Ascendant Compliance Manager is a comprehensive tool to manage and analyze compliance and operational risks to a firm and to stay up to date on regulatory requirements and compliance alerts.More Information
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Tools & Resources
SEC Discloses Cybersecurity Breach That May Have Led to Insider TradingSeptember 25, 2017
Ethics: Building a More Ethical WorkforceSeptember 21, 2017
Hurricane Season: How Does your BCM Program Stack Up?August 25, 2017
What Our Clients Say
The materials provided with the ComplianceCast webinar were great, and I am feeling a bit better about the entire process [re-writing of ADV Part 2] as a result. Thank you!
The ComplianceCast speakers were knowledgeable and the webinar content extremely helpful; well worth my time.
Systematic monthly guidelines and checklists have been invaluable.