Excellent learning environment and beautiful surroundings. Industry experts, timely topics, interactive sessions.

Our educational programs are tailored to training compliance and legal professionals, senior management, operations and trading, marketing and research personnel, portfolio managers, and internal auditors.

Each of our training programs reviews, updates, and offers up-to-the-minute clarification of regulatory issues by industry professionals and the foremost legal and regulatory representatives.

The aim of Ascendant Conferences + Education is to help maintain and raise the standards of compliance to ensure that the investing public is protected. We provide the expertise for building a culture of compliance within firms and to make compliance a source of strength.

Ascendant’s conferences, held in prime locations around the country, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings. In-depth interaction among conference attendees facilitates peer-learning, with guidance and instruction from our panelists and experts.

Continuing education credits are offered.

For more information on our Conferences + Education offerings please call Deb Galli, Director of Conferences + Education at 860-435-2255 or email dgalli@ascendantcompliance.com

Ascendant Conferences + Education