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Contact Ascendant Compliance

Ascendant works together with clients to identify and assess critical needs through customized plans. If you need assistance with compliance functions, regulatory services, cybersecurity or technology tools, we’d love to speak with you.

Locations

Main Office Location
194 Main Street, Salisbury, Connecticut 06068
860-435-2255

Additional Locations
New York, San Francisco, St. Louis, Tampa, London

Contact Us

Roger Crain, Director of Client Services | Connecticut
Phone: 860-435-2255
RCrain@AscendantCompliance.com

Mike Mirantz, Manager, Client Services | Connecticut
MMirantz@AscendantCompliance.com

Press Inquiries

Melissa Maleri, Director of Marketing
Phone: 860-435-2255
Cell: 203-560-0898
MMaleri@AscendantCompliance.com

For more information about Ascendant Compliance click here.

Latest Content

Advertising Issues: SEC and GIPS Performance in the Private Fund Space

Over a year ago, OCIE released the Risk Alert, “The Most Frequent Advertising Rule Compliance Issues Identified in OCIE Examinations of Investment Advisers.” While the alert highlighted several areas where performance advertising is involved, our recent CSS/Ascendant conference panelists in a session entitled “Best Practices for SEC and GIPS Performance in the Private Fund Space” … Continued

Placing Ethics and Compliance in the Foreground of Business Decision-Making

Thinking about how to make ethics and compliance part of a business’s decision-making can prove to be challenging. By nature, compliance professionals are often results-oriented, focusing on a binary end-result; either you are in compliance, or you are not. That focus is important, but emphasizing process is also vital, John Walsh, Partner at Eversheds Sutherland … Continued

What Am I Looking At? Making Sense of Your Cyber Testing Reports

It’s no surprise that Compliance and IT do not speak the same language. Compliance staff often speak in terms of regulations and policies, whereas bits and bytes are the language of IT staff. This distinction is clear when it comes to cybersecurity risk management, as the compliance and IT audiences are looking for different takeaways … Continued

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