Ascendant CSS 2019 Miami Conference Registration & RSVP

Kindly fill out the RSVP form to help us optimize your conference experience.

If you have not done so, you are also encouraged to sign up for our Office Hours, which offer the opportunity for a one-on-one consultation with one of our subject matter experts. A few slots are still available, click here to register.

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Conference Portal

As a reminder, please log into the conference portal, which will allow you to receive all conference material, information, and updates to the agenda, speakers and special events. This portal can be easily accessed on your laptop, phone, or tablet. To login, follow the instructions below:

  1. Go to https://www.ascendantcompliancemanager.com/
  2. Click “Sign In”
  3. Click “New User? Sign In Here.
  4. Enter your company email address. If you have multiple addresses, please use the one this email was sent to.
  5. Click Sign In.
  6. A system-generated email will be sent with a secure link that will allow you to enter ACM and establish a password. We only support Google Chrome or Mozilla Firefox, so if either of these browsers are not your default, you will need to copy and paste the secure link into the browser.

For existing ACM subscribers, you will find access to the conference portal in your current subscription. Or, if you have attended an Ascendant conference in the past and signed in to the portal, you have full access to the conference by logging in with your user name and password.

Latest Content

Custody Concerns Continue

You timely filed your Form ADV within 90 days of fiscal year end, but did you properly answer all the questions related to custody? Not surprisingly, the Form remains confusing for many advisers, as does application of the Custody Rule itself. The SEC has issued guidance, letters to the industry, alerts and FAQs, but things … Continued

Blockchain Isn’t Hot Sauce

Guest post by Samson Williams, Partner – Axes & Eggs and Keynote Speaker – Ascendant CSS Spring 2019 Conference  I started telling people that blockchain isn’t hot sauce in mid-2017 to help explain why initial coin offerings (ICOs) were just the latest form of unregulated, online gambling. In November 2017, with Bitcoin nearing a high … Continued

The Importance of Effective ADV Disclosure: Staying Ahead of the Regulators

This ComplianceCast will discuss how firms can mitigate risk by having effective disclosure in their Form ADV Brochure. Our panelists will be CSS Ascendant Senior Consultant Ariana Monchick and Jessica Matelis, Partner at Foley & Lardner and former Senior Counsel at the SEC Division of Enforcement. They will discuss: Required disclosures The types of conflicts … Continued

Regulation Best Interest, Cybersecurity Top Concerns at IAA 2019 Compliance Conference

The Investment Adviser Association (IAA) represents the interests of investment advisers in Washington D.C., and the IAA Investment Adviser Compliance Conference 2019 was a forum for the discussion of future potential rulemaking. Cybersecurity and Fiduciary Rule considerations were headline topics, with custody and marketing right behind. The following is a summary of key issues discussed … Continued

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Contact Us

Ascendant works together with clients to identify and assess critical needs through customized plans. If you need assistance with compliance functions, regulatory services, cybersecurity or technology tools, we’d love to speak with you.