Data breaches can result from cyberattacks as well as insider threats or errors. At Ascendant’s conference, “Complexities of Compliance in a New Era of SEC Initiatives,” one of the panels discussed the varied methods by which sensitive information is being compromised, and explained several practical considerations for the formation of an Incident Response Team. In this ComplianceCasts Minute, Ascendant highlights 6 tips for responding to a breach.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- Performance Advertising and Fees disclosures: Best practices for SEC and GIPS compliance
- Getting Smart about Cybersecurity
- Insurance Considerations for Investment Advisers
Recent ComplianceCast™ Minutes