With the July 22, 2014 transitional filing date past us, we enter into the next phase of AIFMD requirements. Article 42 is presently the only way to actively market private funds to European Economic Area investors. The elements of Article 42 registration vary country by country, and since each EEA country has their own definition of marketing, it is imperative to know what constitutes marketing and the registration requirements. Listen now for more insight from Ascendant’s Korrine Kohm.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- Diminished Capacity and Senior Clients: What Steps Compliance Can Take to Protect its Firm and the Client
- Ethics: Building a More Ethical Workforce
- One Phish, Two Phish, Red Phish, Blue Phish: How to Detect and Mitigate Social Engineering and Ransomware Techniques
Recent ComplianceCast™ Minutes