SEC Chair Mary Jo White has indicated that the SEC will not tolerate “Broken Windows”, or small violations. Here, Keith Marks, Partner at Ascendant, discusses the parallels of the SEC’s enforcement approach, and U.S. Astronaut Mike Mullane’s upcoming Palm Springs conference presentation on the dangers of the “Normalization of Deviance”. At Ascendant’s conference you can hear Colonel Mullane directly explain how and why to create a culture intolerant of “Broken Windows”. Listen now for more insight.
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