“Compliance As Gatekeepers: NextGen Skills for Effective Compliance Management” was the aptly titled conference hosted in Naples Florida. Ascendant brought in a variety of speakers that educated attendees on the complex compliance environment that firms face every day. Topics ranged from cybersecurity risk management to behavioral ethics.
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- Performance Advertising and Fees disclosures: Best practices for SEC and GIPS compliance
- Getting Smart about Cybersecurity
- Insurance Considerations for Investment Advisers
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