Are you spending too much time reviewing email as part of your compliance program, and seeing too many false positives flagged for review? Find out some tips and tricks from our consultants to enhance your email surveillance and make it more effective.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- Compliance Considerations for Dual Registrants
- Promoting and Inspiring Ethics and Integrity in a Bottom-Line Workplace
- The Compliance Professionals Guide to Effective Trade Desk Monitoring
Recent ComplianceCast™ Minutes