Europe has a new regulation with a reporting deadline of February 12, 2014, called the European Market Infrastructure Regulation (EMIR). EMIR is intended to reduce risks in the derivatives market by enabling increased transparency. Find out what this regulation entails, and what you may be required to report.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- The Importance of Effective ADV Disclosure: Staying Ahead of the Regulators
- SEC and FINRA 2019 Examination Priorities
- Highlights of 2018: Predictions for 2019
Recent ComplianceCast™ Minutes