In this ComplianceCasts™ Minute Jackie Hallihan and Adam DiPaolo discuss forensic testing. The SEC’s ongoing effort to uncover trends using data analytics means that firms need to know what their data says about them. It’s not just about analyzing data. What are you doing with your analysis? To learn some tips and tricks to stay ahead of the curve, listen now.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- One Phish, Two Phish, Red Phish, Blue Phish: How to Detect and Mitigate Social Engineering and Ransomware Techniques
- Form ADV: What You Need to Know Now to Prepare for October
- The New AML Rule for Investment Advisers – How Will It Impact Your Firm?
Recent ComplianceCast™ Minutes