Our consultants provide a quick recap of Ascendant’s Fall 2013 compliance conference. Hear how staffing changes at the SEC may impact the assessment of your firm’s risks, and the areas in which examiners are finding deficiencies at firms.
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- Diminished Capacity and Senior Clients: What Steps Compliance Can Take to Protect its Firm and the Client
- Ethics: Building a More Ethical Workforce
- One Phish, Two Phish, Red Phish, Blue Phish: How to Detect and Mitigate Social Engineering and Ransomware Techniques
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