The Division of Investment Management has released a Guidance Update which expands the permissible use of social media by investment advisers. Is it a game-changer for advisory marketing activities, or did it still leave some questions unanswered? Hear 3 social media do’s and don’ts, and learn what the latest interpretive guidance means when it comes to staying compliant with the Advertising Rules as applied to social media.Get a copy of Ascendant’s whitepaper “Like It Or Not: Social Media and the Testimonial Rule”.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- New Form ADV: What you need to know to file your Annual Updating Amendment
- Due Diligence of Sub-Advisers and Other Third-Parties
- Diminished Capacity and Senior Clients: What Steps Compliance Can Take to Protect its Firm and the Client
Recent ComplianceCast™ Minutes