Likes. Endorsements. Testimonials. Firm pages and employee pages. Many advisers are still struggling to understand the SEC’s patchwork of guidance on using social media. How can you use this medium effectively to reach clients and prospective clients, without running afoul of the Advisers Act and the Advertising Rules?
Ascendant cuts through the regulatory speak and provides some practical do’s and don’ts you can consider using to manage and monitor your firm’s use of social media.
Listen to the podcast below:
You can also download this podcast by right clicking here and selecting save as.
- Diminished Capacity and Senior Clients: What Steps Compliance Can Take to Protect its Firm and the Client
- Ethics: Building a More Ethical Workforce
- One Phish, Two Phish, Red Phish, Blue Phish: How to Detect and Mitigate Social Engineering and Ransomware Techniques
Recent ComplianceCast™ Minutes