Compliance 20/20: Insights Into Innovative Compliance Programs

$1995

Charleston, South Carolina

With laser-focused regulators, rapidly evolving technologies and the relentless demands of everyday business, the responsibilities of compliance professionals continue to expand. It’s all too easy to focus on one area of risk or a “hot topic” at the expense of others, leading many to wonder how to keep the entire compliance program in perspective.

Compliance 20/20 will spotlight the elements of a strong compliance program, offering attendees a clear understanding of the spectrum of issues your compliance program should address. You’ll hear from a distinguished panel of speakers including regulators, CCOs, in-house and outside counsel, service providers and other industry experts; and leave with a clear vision of regulatory expectations, your responsibilities, and the resources necessary for today, tomorrow and beyond.

Cancellations
Registration cancellations received more than one month before the conference will receive a full refund of any registration fee paid, minus an administration charge of $150. Within one month of the conference, there will be no refunds given, but upon receipt of a written explanation of the cancellation, the registration fee paid will be credited towards a future Ascendant conference or service, valid for one year. Substitutions of delegates can be made at any time before the conference. For more information regarding refund, complaints, and/ or program cancellation policies, please contact our offices at 1-860-435-2255.

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Ascendant works together with clients to identify and assess critical needs through customized plans. If you need assistance with compliance functions, regulatory services, cybersecurity or technology tools, we’d love to speak with you.