Your firm can outsource an activity to third-party vendors, but it still retains oversight responsibility. This ComplianceCast is designed to review industry practices pertaining to identifying and monitoring service providers and address your questions about developing and implementing a due diligence program through an active Q&A roundtable discussion. Our panel of veteran due diligence professionals will discuss:
- Creating risk profiles for each service provider
- Initial due diligence of vendors
- Methods of monitoring existing of service providers
- Answers to your due diligence questions.
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