Miami, Florida April 2019 – Conference Registration

$1995

Miami, Florida (Loews Miami Beach Hotel)

Ascendant and Compliance Solutions Strategies conferences, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings.

In-depth interaction among conference attendees facilitates peer-learning, with guidance and instruction from our panelists and experts. Speakers typically include current and former SEC and FINRA officials, top lawyers and leading CCOs. Focusing on industry trends, recent changes, and day-to-day issues, they offer guidance and tangible solutions that participants can take away for immediate implementation. Conference CLE credits may be accepted by jurisdictions that recognize this approved-provider status.

Our conferences help compliance professionals understand the implications of new and evolving regulations and technologies, explore innovative ways to look at foundational compliance topics, and deconstruct developing rules and initiatives. From the impact of new regulatory initiatives to effective utilization of compliance tools to managing people, processes and technology, join us to learn the latest on developing powerful compliance programs.

Cancellations
Registration cancellations received more than one month before the conference will receive a full refund of any registration fee paid, minus an administration charge of $150. Within one month of the conference, there will be no refunds given, but upon receipt of a written explanation of the cancellation, the registration fee paid will be credited towards a future Ascendant conference or service, valid for one year. Substitutions of delegates can be made at any time before the conference. For more information regarding refund, complaints, and/ or program cancellation policies, please contact our offices at 1-860-435-2255.

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Ascendant works together with clients to identify and assess critical needs through customized plans. If you need assistance with compliance functions, regulatory services, cybersecurity or technology tools, we’d love to speak with you.