Monday, April 3 – Wednesday, April 5, 2017
The Ritz-Carlton Golf Resort, Naples

A Commitment To Compliance: Climbing The Mountain Of Regulatory Expectations

Conference Speakers
Listed below are the industry professionals who have been invited to speak at the conference. The individuals on
this list are subject to last-minute change.

  • Samantha Addonizio

    Samantha Addonizio
    Compliance Services Consultant
     

    Ascendant Compliance Management

  • Julian Aldridge

    Julian Aldridge
    Challenger Brand Evangelist, Author, Speaker


  • Robert Bigman

    Robert Bigman
    Cybersecurity Consultant

    2BSecure


  • Jeffrey Bloch

    Jeffrey Bloch
    Managing Director & Deputy Chief Legal Officer

    Pershing LLC, a BNY Mellon company


  • Honorable Sharon Bock

    Honorable Sharon Bock
    Clerk & Comptroller

    Clerk & Comptroller, Palm Beach County


  • Michael S. Caccese

    Michael S. Caccese
    Vice Chairman-Practice Management, Practice Area Leader-Financial Services

    K&L Gates LLP


  • Matt J. Calabro

    Matt J. Calabro
    Compliance Services Consultant
     

    Ascendant Compliance Management

  • Brad Caswell

    Brad Caswell
    Special Counsel

    Schulte Roth & Zabel LLP


  • Harry Chaffee

    Harry Chaffee
    CFA, Director of Compliance Support Services

    Renaissance Regulatory Services


  • Norm Champ

    Norm Champ
    Partner

    Kirkland & Ellis LLP


  • Jessica Cole

    Jessica Cole
    Chief Compliance Officer

    Jefferson National Financial


  • Aaron DeAngelis

    Aaron DeAngelis
    Chief Compliance Officer

    Spring Mountain Capital, LP


  • Brian DeDonato

    Brian DeDonato
    Consultant
     

    Ascendant Compliance Management

  • Louis Dempsey

    Louis Dempsey
    President

    Renaissance Regulatory Services


  • Allison Fraser

    Allison Fraser
    Compliance Services Consultant
     

    Ascendant Compliance Management

  • John J. Gentile

    John J. Gentile
    Director/Partner
     

    Ascendant Compliance Management

  • Peter R. Guarino

    Peter R. Guarino
    Compliance Services Consultant
     

    Ascendant Compliance Management

  • Chris Gunderson

    Chris Gunderson
    Regional Vice President

    Pershing Advisor Solutions, a BNY Mellon company


  • Jacqueline Hallihan

    Jacqueline Hallihan
    Director, Partner
     

    Ascendant Compliance Management

  • Andrew Hartnett

    Andrew Hartnett
    Officer

    Greensfelder, Hemker & Gale, P.C.


  • Catherine Hotaling

    Catherine Hotaling
    Director of Product Development
     

    Ascendant Compliance Management

  • Korrine Kohm

    Korrine Kohm
    Vice President, Partner
     

    Ascendant Compliance Management

  • Antoinette Lazarus

    Antoinette Lazarus

    Landmark Partners


  • Joe Loomis

    Joe Loomis
    President

    Secrabus Inc.


  • David Lui

    David Lui
    Co-Editor

    Modern Compliance: Best Practices for Securities & Finance


  • Keith Marks

    Keith Marks
    Senior Vice President, General Counsel
     

    Ascendant Compliance Management

  • Jason Morton

    Jason Morton
    Advisor – ACM
     

    Ascendant Compliance Management

  • Mary O’Neill, Ph.D.

    Mary O’Neill, Ph.D.

    Praxis Consulting


  • Erica Orange

    Erica Orange
    Executive VP & Chief Operating Officer

    The Future Hunters


  • Uday Ali Pabrai

    Uday Ali Pabrai
    Chief Executive

    ecfirst


  • Mike Pagani

    Mike Pagani
    Sr Director of Product Marketing and Chief Evangelist

    Smarsh


  • Clair Pagnano

    Clair Pagnano
    Partner

    K&L Gates


  • Anthony Palmieri

    Anthony Palmieri
    Deputy Inspector General & Chief Guardianship Investigator

    Clerk & Comptroller, Palm Beach County


  • Jason Roberts

    Jason Roberts
    Chief Executive Officer

    Pension Resource Institute


  • Andrew Rodriguez

    Andrew Rodriguez
    Director of Sales
     

    Ascendant Compliance Management

  • Mike Suppapola

    Mike Suppapola
    Partner

    Proskauer Rose LLP


  • Jeanette Turner

    Jeanette Turner
    Chief Regulatory Specialist and Managing Director

    Advise Technologies LLC


  • Tracy Webb

    Tracy Webb
    VP/Compliance

    Prudential Financial


  • Jared Weiner

    Jared Weiner
    Executive VP & Chief Strategy Officer

    The Future Hunters


  • E.J. Yerzak

    E.J. Yerzak
    Partner, VP of Technology, Compliance Services Consultant
     

    Ascendant Compliance Management


Questions? Call us at 860-435-2255, email us, or get in touch via our contact page.