Conference: Scottsdale, Arizona

Tuesday, September 29 - Thursday, October 1, 2015
Hyatt Regency Scottsdale Resort & Spa at Gainey Ranch, Scottsdale, Arizona

The Expanding Compliance Universe: Advanced Perspectives and Practical Solutions A Year of Regulatory Change SEC Requirements – What’s New and What’s on the Horizon Essential Components of a Compliance Program Evolving Compliance Monitoring and Testing Expectations Understanding Regulatory Filings Cybersecurity … Read more

Conference: New York

Wednesday, June 24 - Wednesday, June 24, 2015
Millennium Broadway Hotel New York, New York

Expanding and Harmonizing the Footprint Exploring the regulatory landscapes of the US and the UK – highlighting key similarities and differences Compliance Program Management: FCA and SEC Regulations Intersect Ascendant Compliance Management and CCL partner to educate compliance professionals on … Read more

Conference Recap: Compliance As Gatekeepers

“Compliance As Gatekeepers: NextGen Skills for Effective Compliance Management” was the aptly titled conference hosted in Naples Florida. Ascendant brought in a variety of speakers that educated attendees on the complex compliance environment that firms face every day. Topics ranged … Read more

Conference Workbook: Naples, Florida

Compliance as Gatekeepers NextGen Skills for Effective Compliance Management Compliance is a key guardian, protector, and advocate for our industry, playing a central role in implementing effective programs, and protecting firms and clients. Ascendant Conferences + Education provides a cutting … Read more