The IAA has announced its public support of a bill that would provide relief from the “past specific recommendation” rule
Conference Recap If you were unable to make Ascendant’s Spring Conference in Savannah, Georgia, or you just want a recap, this ComplianceCast™ Minute will give you a brief recap of the highlights of the conference. With a focus on big … Read more
Private Fund World: Transaction-Based Compensation Risks (Exit and Success Fees)158 Ascendant partner Jackie Hallihan is joined by special guest panelist, Steve Stone, partner at Morgan Lewis Bockius LLP and the head of its Investment Management Practice Group, as they tackle some … Read more
Private Fund Questions on Form ADV, and Interpreting the ABA Letter for Relying Advisers Private Fund Questions on Form ADV, and Interpreting the ABA Letter for Relying Advisers.